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IAPP Artificial Intelligence Governance Professional (AIGP)

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IAPP

Certification

Governing AI

Content

192 Qs

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3 days ago

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Exam Overview

The IAPP Artificial Intelligence Governance Professional (AIGP) certification is a critical credential for professionals navigating the intricate landscape of AI ethics, risk, and compliance. As AI adoption accelerates across industries, the demand for experts who can establish and maintain robust governance frameworks is paramount. This certification validates your ability to identify, assess, and mitigate AI-related risks, ensuring the responsible and ethical deployment of AI systems. Earning the AIGP demonstrates a deep understanding of evolving global AI regulations and best practices, significantly enhancing your professional credibility. It positions you as a leader in fostering trustworthy AI, providing an indispensable asset for career advancement in an increasingly AI-driven world.

Questions

90

Passing Score

700/1000

Duration

120 Minutes

Difficulty

Expert

Level

Professional

Skills Measured

AI Governance Frameworks and Strategy: Understanding the principles, components, and implementation of effective AI governance programs, including organizational roles and responsibilities.
AI Risk Management and Impact Assessments: Identifying, assessing, and mitigating risks associated with AI systems, conducting AI impact assessments, and managing the full lifecycle of AI risk.
Legal and Regulatory Landscape for AI: Navigating current and emerging global AI-specific regulations, standards, and guidelines, such as the EU AI Act, NIST AI RMF, and other national frameworks.
Ethical AI Principles and Societal Impact: Applying ethical principles to AI design and deployment, addressing issues like fairness, bias, transparency, accountability, and the broader societal implications of AI.
AI System Lifecycle, Controls, and Auditing: Implementing governance controls across the AI system development lifecycle, from data acquisition and model training to deployment and monitoring, and understanding AI auditing practices.

Career Path

Target Roles

AI Governance Lead Privacy Officer / Data Protection Officer Responsible AI Ethicist

Common Questions

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Free Study Guide Samples

Previewing updated AIGP bank (39 Questions).

QUESTION 1

What is the primary objective of continuous monitoring in the lifecycle of an AI tool?

A
To ensure that the AI tool’s algorithm evolves independently to adapt to new data without human intervention.
B
To track and adjust the tool’s performance in order to ensure that it meets its goals.
C
To restrict the AI tool from accessing external data sources to maintain data privacy.
D
To periodically upgrade the AI tool’s computational resources to maintain processing efficiency.

Correct Option: B

âś… Option B (Correct)
Reasoning: Continuous monitoring is crucial to track an AI tool's live performance, detect issues like model or data drift, bias, or performance degradation, and ensure it consistently meets its intended objectives. Adjustments (e.g., retraining, recalibration) are then made based on these insights to maintain efficacy and alignment.
❌ Why the other choices are incorrect:

  • Option A is incorrect: Monitoring provides human oversight; its primary goal is not to enable independent algorithm evolution without intervention, but rather to ensure controlled and responsible operation.
  • Option C is incorrect: While privacy is vital, restricting data access is a control measure, not the primary objective of continuously monitoring the tool’s performance against its goals.
  • Option D is incorrect: Upgrading computational resources relates to infrastructure management. Continuous monitoring primarily focuses on the AI model's output, behavior, and effectiveness, not solely hardware efficiency.



Reference: https://www.ibm.com/topics/mlops
QUESTION 2

All of the following analyses are part of a deactivating risk strategy EXCEPT:

A
Understanding regulatory requirements related to data retention.
B
Evaluating business continuity and financial risks.
C
Understanding algorithmic methodology in AI model
D
Evaluating up and downstream system dependencies.

Correct Option: C

Understanding the algorithmic methodology (how the AI model works) is primarily relevant during the model's development, deployment, and operational phases for risk assessment, performance, and explainability. During deactivation, the focus shifts to ensuring proper shutdown, managing data, and mitigating external impacts. The other options directly address critical aspects of safely and compliantly decommissioning an AI system.



Reference: While a single vendor documentation URL for 'deactivating risk strategy' in AI governance is not universally standardized, the principles align with IT asset lifecycle management, data governance, and AI ethics guidelines from organizations like NIST AI Risk Management Framework, ISO/IEC 42001, and various regulatory bodies on data retention and system decommissioning.
QUESTION 3

What is the most important reason for requiring collaboration among cross-functional stakeholder teams during the AI development lifecycle?

A
To minimize the involvement of third parties.
B
To establish a user-centric design.
C
To establish accountability
D
To minimize potential liability to users.

Correct Option: C

âś…

Option C (To establish accountability) (Correct)

Reasoning: Collaboration among cross-functional teams is crucial for AI governance to establish clear accountability. AI systems involve complex ethical, legal, technical, and business risks. Diverse perspectives ensure comprehensive risk identification and assignment of responsibilities for design, development, deployment, and monitoring, which is fundamental to responsible AI throughout its lifecycle.

❌

Why the other choices are incorrect:

  • Option A is incorrect: Collaboration among internal cross-functional teams does not inherently aim to minimize third-party involvement. External partnerships or vendors may still be essential for specialized services, data, or infrastructure, regardless of internal collaboration efforts.

  • Option B is incorrect: While establishing a user-centric design is important and benefits from cross-functional input, it focuses on the user experience aspect. Establishing accountability is a broader and more fundamental governance concern, encompassing not just user experience but also ethical, legal, and societal impacts.

  • Option D is incorrect: Minimizing potential liability to users is a significant goal, but it is an outcome or a component of broader risk management and accountability. Establishing clear accountability (Option C) provides the framework and responsibilities necessary to proactively identify, mitigate, and manage risks, thereby reducing potential liability.



Reference: https://www.iso.org/standard/79684.html
QUESTION 4

Which stakeholder group is most important in selecting the specific type of algorithm?

A
The cloud provider.
B
The consulting firm.
C
The healthcare network’s risk committee.
D
The healthcare network’s data science team.

Correct Option: C

The consulting firm is explicitly retained "to supplement its small data science team and help develop the algorithm." Selecting the specific algorithm type is a core technical task within algorithm development. Given the healthcare network's internal data science team is described as "small" and requires supplementation, the consulting firm provides the critical expertise and capacity for this highly technical decision. They are, therefore, most important in this specific technical selection.



Reference: N/A - General AIGP principles regarding project staffing and technical expertise.

QUESTION 5

What is the best reason for GVC to offer students the choice to utilize generative AI in limited, defined circumstances?

A
To enable students to learn how to manage their time.
B
To enable students to learn about performing research.
C
To enable students to learn about practical applications of AI.
D
To enable students to learn how to use AI as a supportive educational tool.

Correct Option: D

✅ Option D (Correct) Reasoning: Offering students the choice to utilize generative AI in limited, defined circumstances directly supports learning how to use AI as a supportive educational tool. This enables students to understand AI's capabilities, limitations, and ethical integration into their learning processes, aligning with GVC's efforts to incorporate and monitor AI use for educational benefit. ❌ Why the other choices are incorrect:

  • Option A is incorrect: While AI can sometimes aid efficiency, learning time management is not the primary or best reason for an educational institution to deliberately offer generative AI use.
  • Option B is incorrect: Learning about performing research often involves critical source evaluation. Solely focusing on AI for research without emphasizing its supportive role risks misunderstanding its limitations and ethical considerations.
  • Option C is incorrect: While related, "practical applications of AI" is broader. Option D, "AI as a supportive educational tool," more precisely frames the pedagogical value within an academic context, focusing on how AI enhances learning under controlled usage.



Reference: UNESCO. (2023). Guidance for generative AI in education and research. This guidance emphasizes the importance of AI literacy and understanding AI's role as a supportive tool in learning environments.

QUESTION 6

You asked a generative AI tool to recommend new restaurants to explore in Boston, Massachusetts that have a specialty Italian dish made in a traditional fashion without spinach and wine. The generative AI tool recommended five restaurants for you to visit.

After looking up the restaurants, you discovered one restaurant did not exist and two others did not have the dish.

This information provided by the generative AI tool is an example of what commonly called:

A
Prompt injection.
B
Model collapse.
C
Hallucination.
D
Overfitting.

Correct Option: C

The scenario exemplifies 'hallucination,' where a generative AI produces plausible but factually incorrect or nonsensical information. The tool inventing a non-existent restaurant and providing false details about others directly aligns with this definition. Prompt injection involves manipulating AI behavior with specific instructions. Model collapse is a degradation in generative models due to training on synthetic data. Overfitting refers to a model performing poorly on new data after over-learning its training data.



Reference: https://learn.microsoft.com/en-us/azure/ai-studio/concepts/hallucination
QUESTION 7

A company deploys an AI model for fraud detection in online transactions. During its operation, the model begins to exhibit high rates of false positives, flagging legitimate transactions as fraudulent.

Which is the best step the company should take to address this development?

A
Dedicate more resources to monitor the model.
B
Maintain records of all false positives.
C
Deactivate the model until an assessment is made.
D
Conduct training for customer service teams to handle flagged transactions.

Correct Option: C

âś… Option C (Correct)
Reasoning: High false positives mean the model is flagging legitimate transactions, causing customer inconvenience and operational strain. Deactivating it for assessment prevents further harm and allows for thorough investigation, recalibration, or retraining to restore accuracy.

❌ Why the other choices are incorrect:

  • Option A is incorrect: While monitoring is crucial, simply dedicating more resources to it doesn't solve the underlying model inaccuracy causing the false positives; it only detects them more efficiently.
  • Option B is incorrect: Maintaining records is valuable for post-mortem analysis and future improvements, but it does not immediately address or stop the ongoing problem of the model generating incorrect fraud alerts.
  • Option D is incorrect: Training customer service helps manage the fallout from false positives but is a mitigation strategy for symptoms, not a direct solution to fix the inaccurate model itself or reduce its error rate.



Reference: https://www.iso.org/standard/79014.html (ISO/IEC 42001 provides guidance on AI system management, including risk and performance assessment. While not a direct link for this specific scenario, it outlines the principles for responsible AI deployment and management.)
QUESTION 8

When should an ethical impact assessment for AI be performed?

A
When the system is ready for production and deployment.
B
Then the number of AI system users has reached a predefined threshold.
C
After the AI system has encountered ethical issues in real-world applications.
D
At the initial stages of AI system development and continually throughout its lifecycle.

Correct Option: D

âś… Option D (Correct)
Reasoning: Ethical impact assessments for AI should be initiated early in development to proactively identify and address potential risks. Continuing these assessments throughout the entire lifecycle ensures ongoing monitoring, adaptation to new contexts, and mitigation of emerging ethical challenges, aligning with responsible AI governance.

❌ Why the other choices are incorrect:

  • Option A is incorrect: Waiting until production is too late. Ethical issues embedded in design or data are harder and more costly to fix at this stage, risking deployment of problematic systems.
  • Option B is incorrect: Tying assessments to user thresholds is arbitrary and reactive. Ethical concerns can arise regardless of user count, necessitating early and continuous evaluation.
  • Option C is incorrect: Performing assessments only after issues emerge is reactive. The goal is proactive prevention and mitigation of harm, not just post-incident response.


Reference: https://www.nist.gov/artificial-intelligence/ai-risk-management-framework

QUESTION 9

Which of the following is NOT a common type of machine learning?

A
Deep learning.
B
Cognitive learning.
C
Unsupervised learning.
D
Reinforcement learning.

Correct Option: B

âś… Option B (Correct)

Reasoning: Cognitive learning is a concept primarily from human psychology and education, describing how humans acquire and process information. It is not a distinct algorithmic type or paradigm within machine learning, unlike supervised, unsupervised, or reinforcement learning.

❌ Why the other choices are incorrect:

  • Option A is incorrect: Deep learning is a specialized and widely recognized subset of machine learning, using neural networks with multiple layers to learn representations from data.
  • Option C is incorrect: Unsupervised learning is a fundamental machine learning paradigm where models discover patterns in unlabeled datasets, crucial for tasks like clustering and dimensionality reduction.
  • Option D is incorrect: Reinforcement learning is a common machine learning approach where an agent learns to make optimal decisions through trial and error in an environment, maximizing rewards.


Reference: https://www.ibm.com/cloud/blog/types-of-machine-learning
QUESTION 10

Which of the following is a subcategory of AI and machine learning that uses labeled datasets to train algorithms?

A
Segmentation.
B
Generative AI.
C
Expert systems.
D
Supervised learning.

Correct Option: D

âś… Option D: Supervised learning (Correct)

Reasoning: Supervised learning is a machine learning paradigm where models are trained using labeled datasets. Each data point includes both input features and the desired output label, allowing the algorithm to learn the mapping between them.

❌ Why the other choices are incorrect:

  • Option A is incorrect: Segmentation is a computer vision task (e.g., image segmentation), not a fundamental subcategory of AI/ML describing how algorithms are trained with labeled datasets.
  • Option B is incorrect: Generative AI focuses on creating new content. While it can use labeled data, it's a type of AI output, not the general training paradigm described by using labeled datasets.
  • Option C is incorrect: Expert systems are an older AI branch based on rules and knowledge bases, not primarily on statistical learning from labeled datasets like modern machine learning approaches.



Reference: https://www.ibm.com/topics/supervised-learning

QUESTION 11

What is most likely the first action that a developer takes to map, plan and scope an AI project?

A
Define the business case and perform a cost/benefit analysis answering the question of “why AI?”
B
Use a test, evaluation, verification, validation (TEVV) process.
C
Perform an algorithmic impact assessment leveraging PIAs.
D
Determine feasibility and optionality of redress.

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QUESTION 12

The OECD’s Ethical AI Governance Framework is a self-regulation model that proposes to prevent societal harms by:

A
Establishing explainability criteria to ethically source and use data to train AI systems
B
Defining ethical requirements specific to each industry sector and high-risk AI domain.
C
Focusing on ethical AI technical design and post-deployment monitoring
D
Balancing AI innovation with ethical considerations.

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QUESTION 13

What is the best strategy to mitigate the bias uncovered in the loan applications?

A
Retrain the model with data that reflects demographic parity.
B
Procure a third-party statistical bias assessment tool.
C
Document all instances of bias in the data set.
D
Delete all gender-based data in the data set.

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QUESTION 14

A company is creating a mobile app to enable individuals to upload images and videos, and analyze this data using ML to provide lifestyle improvement recommendations. The sign-up form has the following data fields:

1. First name

2. Last name

3. Mobile number

4. Email ID

5. New password

6. Date of birth

7. Gender

In addition, the app obtains a device’s IP address and location information while in use.

What GDPR privacy principles does this violate?

A
Purpose Limitation and Data Minimization.
B
Accountability and Lawfulness.
C
Transparency and Accuracy.
D
Integrity and Confidentiality.

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QUESTION 15

Which of the following steps occurs in the design phase of the AI life cycle?

A
Data augmentation.
B
Model explainability.
C
Impact assessment.
D
Performance evaluation.

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QUESTION 16

Under the EU AI Act, which of the following compliance actions applies only to General Purpose AI models with systemic risk?

A
Publishing a detailed summary of the data used to train the model.
B
Maintaining up-to-date technical documentation, including testing details.
C
Implementing an intellectual property policy to comply with EU copyright laws.
D
Making information available to downstream providers who integrate the model into their AI systems.

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QUESTION 17

Which of the following best defines an “AI model”?

A
A system that applies defined rules to execute tasks.
B
A system of controls that is used to govern an AI algorithm.
C
A corpus of data which an AI algorithm analyzes to make predictions.
D
A program that has been trained on a set of data to find patterns within the data.

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QUESTION 18

All of the following may be copyright risks from teachers using generative AI to create course content EXCEPT:

A
Content created by an LLM may be protectable under U.S. intellectual property law.
B
Generative AI is generally trained using intellectual property owned by third parties.
C
Students must expressly consent to this use of generative AI.
D
Generative AI often creates content without attribution.

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QUESTION 19

All of the following should be included in the marketing company’s disclosures about the use of the LLM EXCEPT:

A
Intended purpose.
B
Proprietary methods.
C
Compliance with law.
D
Acknowledgement of limitations.

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QUESTION 20

Which stakeholder is responsible for lawful collection of data for the training of the foundational AI model?

A
The marketing agency.
B
The tech company.
C
The data aggregator.
D
The marketing agency’s client.

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QUESTION 21

The framework set forth in the White House Blueprint for an AI Bill of Rights addresses all of the following EXCEPT:

A
Human alternatives, consideration and fallback.
B
High-risk mitigation standards.
C
Safe and effective systems.
D
Data privacy.

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QUESTION 22

A company has developed a proprietary AI model that analyzes consumer online behavior and predicts what prices consumers would be willing to pay for certain products, so that retailers may modify pricing accordingly. To test the model, the company has:

Performed an impact assessment.

Conducted repeatability tests.

Exposed the model to edge cases and potential malicious input.

Conducted adversarial testing to ID security threats.

Assessed and mitigated discrimination risks.

Which additional responsible AI principle has the company failed to assess?

A
Data Integrity.
B
Robustness.
C
Fairness.
D
Transparency.

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QUESTION 23

While the marketing agency took steps to mitigate its risks, the best additional step would be to:

A
Negotiate an intellectual property indemnity from the technology company.
B
Evaluate the use of AI in the marketing industry to identify best practices.
C
Engage a third party to lead the procurement selection process.
D
Establish a governance committee to oversee the project.

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QUESTION 24

A leading software development company wants to integrate AI-powered chatbots into their customer service platform. After researching various AI models in the market which have been developed by third party developers, they’re considering two options:

Option A - an open-source language model trained on a vast corpus of text data and capable of being trained to respond to natural language inputs.

Option B - a proprietary, generative AI model pre-trained on large data sets, which uses transformer-based architectures to generate human-like responses based on multimodal user input.

Option A would be the best choice for the company because:

A
It is less expensive to run.
B
It may be better suited for applications requiring customization.
C
It can handle voice commands and is more suitable for phone-based customer support.
D
It is built for large-scale, complex dialogues and would be more effective in handling high-volume customer inquiries.

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QUESTION 25

Training data is best defined as a subset of data that is used to:

A
Enable a model to detect and learn patterns.
B
Fine-tune a model to improve accuracy and prevent overfitting.
C
Detect the initial sources of biases to mitigate prior to deployment.
D
Resemble the structure and statistical properties of production data.

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QUESTION 26

A company launched an AI model last year. One year later, the company was acquired and the entire team that developed, deployed and oversaw the model left.

How can the company best maintain the model from a governance perspective going forward?

A
Create a library of all documentation created during the AI lifecycle.
B
Hire key employees subject to non-compete clauses.
C
Form an oversight committee responsible for all model decisions.
D
Create a trust center on the company’s website with its ethical principles.

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QUESTION 27

The most significant risk from combining the healthcare network’s existing data with the clinical research partner data is?

A
Privacy risk.
B
Security risk.
C
Operational risk.
D
Reputational risk.

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QUESTION 28

What is the 1956 Dartmouth summer research project on AI best known as?

A
A meeting focused on the impacts of the launch of the first mass-produced computer.
B
A research project on the impacts of technology on society.
C
A research project to create a test for machine intelligence.
D
A meeting focused on the founding of the AI field.

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QUESTION 29

A company is working to develop a self-driving car that can independently decide the appropriate route to take the driver after the driver provides an address.

If they want to make this self-driving car “strong” AI, as opposed to “weak,” the engineers would also need to ensure?

A
That the AI has full human cognitive abilities that can independently decide where to take the driver.
B
That they have obtained appropriate intellectual property (IP) licenses to use data for training the AI.
C
That the AI has strong cybersecurity to prevent malicious actors from taking control of the car.
D
That the AI can differentiate among ethnic backgrounds of pedestrians.

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QUESTION 30

What is the most important step for the healthcare network to take when mapping its existing data to the clinical research partner data?

A
Store the combined data in a secure data repository.
B
Identify fits and gaps in the combined data.
C
Evaluate the country of origin of the data.
D
Ensure the data is labeled and cleansed.

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QUESTION 31

Each of the following steps would support fairness testing by the compliance team during the first month in production EXCEPT:

A
Validating a similar level of decision-making across different demographic groups.
B
Providing the loan applicants with information about the model capabilities and limitations.
C
Identifying if additional training data should be collected for specific demographic groups.
D
Using tools to help understand factors that may account for differences in decision-making.

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QUESTION 32

Retraining an LLM can be necessary for all of the following reasons EXCEPT:

A
To minimize degradation in prediction accuracy due to changes in data.
B
To adjust the model’s hyperparameters to a specific use case.
C
To account for new interpretations of the same data.
D
To ensure interpretability of the model’s predictions.

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QUESTION 33

Which of the following most encourages accountability over AI systems?

A
Determining the business objective and success criteria for the AI project.
B
Performing due diligence on third-party AI training and testing data.
C
Defining the roles and responsibilities of AI stakeholders.
D
Understanding AI legal and regulatory requirements.

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QUESTION 34

Which model is best for efficiency and agility, and tailored for lower-resource settings?

A
Supervised learning model.
B
Multimodal model.
C
Small language model.
D
Generative language model.

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QUESTION 35

An organization is assessing the impact of four separate AI tools currently in use.

Which one should it prioritize last?

A
An AI system that recommends products based on customer prompts via chat.
B
An AI system that screens resumes for university degrees.
C
An AI system that analyzes emotions on customer service calls.
D
An AI system that analyzes customer account data for creditworthiness.

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QUESTION 36

Which type of existing assessment could best be leveraged to create an AI impact assessment?

A
A safety impact assessment.
B
A privacy impact assessment.
C
A security impact assessment.
D
An environmental impact assessment.

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QUESTION 37

What is the primary reason the EU is considering updates to its Product Liability Directive?

A
To increase the minimum warranty level for defective goods.
B
To define new liability exemptions for defective products.
C
To address digital services and connected products.
D
To address free and open-source software.

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QUESTION 38

An autonomous vehicle maker deploys an AI system whereby the car is equipped with AI that makes decisions locally, without calling in to the AI’s central server.

The AI is capable of making decisions without waiting for a response from a remote system.

The AI can continue to function if it temporarily loses its connection to the central server, such as driving through tunnels or areas where its signal is lost.

The AI can periodically receive updates to its model from its central server.

A subset of anonymized data can be used to train the manufacturer’s AI model, depending on user privacy settings.

The manufacturer has deployed the AI using:

A
A cloud model.
B
An edge model.
C
A federated model.
D
A multimodal model.

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QUESTION 39

What is the primary purpose of an AI impact assessment?

A
To define and evaluate the legal risks associated with developing an AI system.
B
To anticipate and manage the potential risks and harms of an AI system.
C
To define and document the roles and responsibilities of AI stakeholders.
D
To identify and measure the benefits of an AI system.

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